SEBI proposes UPI IDs for market intermediaries
Posted Date : 04-Feb-2025 , 08:36:45 am | Posted By CASANSAAR
The market regulator is preparing to land another punch at unregistered entities/finfluencers' business. It has proposed a system through which investors can be sure that they are paying regulated or registered entities. It suggested the use of UPI IDs that will be generated by a particular soft...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 88
|
 |
Egregious misuse of IPO money in some cases, bankers shouldn’t get bad cos to markets
Posted Date : 21-Jan-2025 , 06:54:07 pm | Posted By CASANSAAR
MUMBAI: SEBI Chairperson Madhabi Puri Buch on Tuesday said the capital markets regulator has found "egregious misuse" of funds raised through initial public offerings (IPOs) by certain companies and urged investment bankers to desist from helping such entities access the capital markets.
...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 524
|
|
SEBI asks mutual funds to disclose information ratio of schemes
Posted Date : 18-Jan-2025 , 06:53:01 pm | Posted By CASANSAAR
The watchdog of the stock exchange directs mutual funds to disclose information ratio along with performance disclosure on daily basis to enhance transparency and aid decision-making by investors.
To bring more transparency in disclosures made by AMCs and aid better decision-making by investors, ...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 640
|
|
SEBI revises nomination rules for mutual funds and demat accounts
Posted Date : 11-Jan-2025 , 11:47:07 am | Posted By CASANSAAR
Markets regulator Sebi on Friday issued guidelines to revamp the nomination process for mutual fund folios and demat accounts to enhance transparency and minimise unclaimed assets in the securities market.
The new norms will come into effect from March 1 and cover a range of measures for investor...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 399
|
|
SEBI relaxes settlement norms for inactive brokerage accounts
Posted Date : 07-Jan-2025 , 08:26:31 am | Posted By CASANSAAR
Capital markets regulator Sebi on Monday said it has eased norms for the settlement of client funds in trading accounts that have remained inactive for 30 days.
The revised norms will be effective immediately and are part of the markets watchdog's ongoing efforts to simplify procedures for ma...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 201
|
|
Markets regulator SEBI barred Ketan Parekh, 2 others from securities markets over front-running scheme
Posted Date : 03-Jan-2025 , 07:36:05 pm | Posted By CASANSAAR
Markets regulator SEBI barred Ketan Parekh, 2 others from securities markets over front-running scheme
Markets regulator SEBI on Thursday barred three individuals, including Ketan Parekh, from the securities markets with immediate effect for their alleged involvement in a front-running sche...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 260
|
|
SEBI makes IPO rules stricter for small firms, overhauls investment banking norms
Posted Date : 20-Dec-2024 , 04:31:56 pm | Posted By CASANSAAR
SEBI makes IPO rules stricter for small firms, overhauls investment banking norms
The board has also green lit an expanded definition of Unpublished Price Sensitive Information (UPSI).
The Securities and Exchange Board of India (SEBI) board approved a series of measures on Wednesday, includi...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 168
|
|
SEBI bans You Tube Influencer with 19 Lakh - Plus Subscribers for Investment Scam; fines Rs. 9.5 Crore
Posted Date : 18-Dec-2024 , 06:54:59 pm | Posted By CASANSAAR
SEBI bans You Tube Influencer with 19 Lakh - Plus Subscribers for Investment Scam; fines Rs. 9.5 Crore
India's securities market regulator Securities and Exchange Board of India (SEBI) has taken action against YouTuber Ravindra Balu Bharti and his company, Ravindra Bha...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 328
|
|
SEBI sets new benchmarks with comprehensive norms for Secretarial Auditors
Posted Date : 16-Dec-2024 , 05:00:57 pm | Posted By CASANSAAR
Market regulator SEBI has revised its Listing Obligations and Disclosure Requirements (LODR) Regulations to introduce detailed norms governing the appointment, re-appointment, and removal of secretarial auditors in listed entities.
Only a peer reviewed company secretary or firm of Company Secreta...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 356
|
|
SEBI Proposes Rs 1 CR minimum investment, Demat form for Securitisation
Posted Date : 04-Nov-2024 , 07:30:09 am | Posted By CASANSAAR
Markets regulator Sebi has proposed a minimum ticket size or investment threshold of Rs 1 crore for the RBI-regulated originators and unregulated entities engaged in securitisation activities.
The proposal also introduced limitations on the number of investors in private placements, allowing secu...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 1232
|
|
SEBI seeks public feedback on criteria to designate specified digital platforms
Posted Date : 23-Oct-2024 , 08:29:28 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi) On Tuesday issued a draft circular inviting public feedback on the criteria for recognizing digital platforms as Specified Digital Platforms (SDPs).
According to Sebi, the recognition of these platforms is crucial to ensure they do not enable ille...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 1638
|
|
SEBI extends deadline for direct pay out of securities to client account to Nov. 11, 2024
Posted Date : 11-Oct-2024 , 06:23:27 pm | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi) on Thursday extended the deadline to implement direct payout of securities to demat account from October 14 to November 11 to ensure a hassle free implementation.
The market regulator took this decision after getting representation from key instit...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 1366
|
|
SEBI provides exemption to CMAs from seeking registration as Investment Advisers with SEBI
Posted Date : 07-Oct-2024 , 10:41:23 pm | Posted By CASANSAAR
SEBI has granted exemption to Cost Accountants (CMA Members) from registering as Investment Advisers - Incidental to his Professional Service.
This landmark decision recognizes the expertise and professionalism of CMAs in investment and financial matters. Kudos to ICMAI for their tireless ef...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 2570
|
|
SEBI tightens F&O rules to curb derivatives market frenzy, protect small investor
Posted Date : 03-Oct-2024 , 08:25:42 am | Posted By CASANSAAR
The Securities and Exchange Board of India (SEBI) Tuesday tightened the norms for equity derivatives (F&Os or futures and options) trading by raising the entry barrier and making it more expensive for retail investors to trade in F&Os. The new rules will come into effect from November 20, 20...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 3110
|
|
SEBI Study Shows 93% Individual F&O Traders Incur Losses
Posted Date : 24-Sep-2024 , 11:05:42 am | Posted By CASANSAAR
A new study conducted by the Securities and Exchange Board of India (SEBI) has revealed that over 9 out of 10 individual traders in the equity futures and options (F&O) segment continue to incur significant losses. The aggregate losses of individual traders exceeded ?1 .8 lakh crores over the th...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 1978
|
|
SEBI chief’s consulting firm shares address with its Auditor
Posted Date : 13-Aug-2024 , 09:30:26 pm | Posted By CASANSAAR
A consulting firm set up by Madhabi Buch before she became a member and chairperson of the Securities and Exchange Board of India is registered at the same address as its statutory auditor, regulatory filings by the firm show.
The firm, Agora Advisory Private Limited, has come under scrutiny afte...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 1191
|
|
Married traders make more profit than bachelor traders in Intraday trading - SEBI Study
Posted Date : 30-Jul-2024 , 08:41:43 am | Posted By CASANSAAR
Sebi's study on intraday trading in the equity cash segment suggest that married traders consistently outperformed single traders in several key metrics during the financial years FY19, FY22, and FY23. The proportion of loss-makers was lower among married traders compared to their single counter...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 1224
|
|
SEBI recognises BSE as supervisory body for research analysts, investment advisers
Posted Date : 13-Jul-2024 , 08:34:40 am | Posted By CASANSAAR
Capital markets regulator Sebi on Friday said it has recognised BSE Ltd as a supervisory body for research analysts and investment advisers to oversee their management and administration.
In its circular, Sebi said, "BSE Ltd has been granted recognition under regulation 14 of the RA regulati...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 1189
|
|
SEBI notifies institutional mechanism for brokers to prevent mkt abuse
Posted Date : 03-Jul-2024 , 02:45:45 pm | Posted By CASANSAAR
Markets regulator Sebi has notified an institutional mechanism that requires stock brokers to put in place systems for detection and prevention of market abuse.
Before this, there were no specific regulatory provisions that cast responsibility on brokers to have a system to prevent market abuse...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 3212
|
|
SEBI mandates direct transfer of securities to client's demat account
Posted Date : 06-Jun-2024 , 08:44:56 am | Posted By CASANSAAR
Securities will now have to be directly transferred to the clients' demat accounts by the clearing corporations, stated the guidelines issued by the market regulator.
On June 5, the Securities and Exchange Board of India (Sebi) issued a circular titled "Enhancement of operational efficie...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 1247
|
|
SEBI launches 'Saarthi 2.0' App on personal finance for investors
Posted Date : 04-Jun-2024 , 08:13:24 am | Posted By CASANSAAR
Market regulator the Securities and Exchange Board of India (Sebi) launched 'Saa?thi 2.0' mobile app in Mumbai on Monday. The updated Saa?thi app has introduced a user-friendly interface with comprehensive tools aimed at simplifying complex financial concepts, a Sebi release said.
It incl...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 1837
|
|
SEBI launches beta version of settlement calculator
Posted Date : 01-Jun-2024 , 09:06:37 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi) has launched a beta version of a settlement calculator for arriving at the indicative settlement amount, in a move to simplify and provide more transparency in the system.
According to the settlement mechanism, an alleged wrongdoer can settle a pe...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 2246
|
|
SEBI issues guidelines to manage stock impact from market rumours
Posted Date : 22-May-2024 , 08:53:34 am | Posted By CASANSAAR
Capital markets regulator SEBI has issued a fresh set of guidelines for managing stock price impact emerging from market rumours. The circular, issued on May 21, said that the capital markets regulator will introduce a concept of ‘unaffected price’ in order to mitigate the artificial sto...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 1597
|
|
SEBI eases KYC compliance norms for mutual fund investors
Posted Date : 16-May-2024 , 12:00:05 pm | Posted By CASANSAAR
In a major relief for mutual fund investors, the Securities and Exchange Board of India (Sebi) has removed the requirement to link the Permanent Account Number (PAN) with Aadhaar to obtain "KYC-registered" status for mutual fund transactions.
Know Your Client (KYC) is a mandatory proces...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 2246
|
|
SEBI proposes direct transfer of securities to clients' accounts
Posted Date : 10-May-2024 , 10:27:09 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi) is mulling direct payout of securities to the clients’ demat accounts by clearing corporations. Currently, the process is voluntary. The clearing corporation follows the process of crediting the securities payout in the broker's pool accoun...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 3592
|
|
SEBI orders youtuber who gives stock market training to pay Rs.12 Cr
Posted Date : 08-Apr-2024 , 07:45:43 am | Posted By CASANSAAR
A financial influencer, also known as finfluencer, who was also involved in imparting training related to stock market trading has been asked to part with a little over ?12 crore, which it made unlawfully.
The funds are to be credited or deposited by Ravindra Balu Bharti into an interest-bearing ...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 3738
|
|
SEBI introduces optional same-day settlement for select stocks
Posted Date : 22-Mar-2024 , 07:32:27 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi), the country's market regulator, has announced the launch of an optional same-day (T+0) settlement cycle for a select group of 25 stocks starting March 28, as per a circular published on its website last Thursday. This new initiative, referred to...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 1957
|
|
SEBI slaps Rs 4.8 mn fine on 8 entities for flouting regulatory norms
Posted Date : 01-Mar-2024 , 08:51:56 am | Posted By CASANSAAR
Capital markets regulator Sebi on Thursday slapped a fine of Rs 48 lakh on eight entities, including promoters of United Polyfab Gujarat Ltd (UPGL), for manipulating the share prices of the company.
These entities have to pay the penalty jointly and severally within 45 days, as per an order.
T...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 2456
|
|
SEBI Issues caution against unregistered entities promising High Returns
Posted Date : 14-Feb-2024 , 08:38:14 am | Posted By CASANSAAR
Sebi alerts investors about the growing trend of unregistered entities falsely claiming Sebi registration and offering unrealistic returns. Investors are advised to verify the registration status and consider the inherent risks associated with high-return investments.
The Securities and Exchange ...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 1354
|
|
SEBI bars 15 guest experts of Zee Business Channel for Unlawful Trading, Fine them Rs.7.41 Cr
Posted Date : 10-Feb-2024 , 09:57:50 am | Posted By CASANSAAR
Capital markets regulator Sebi on Thursday issued orders of action against 15 guest experts of the Zee Business channel for unlawful trading. The entities made unlawful gains to the tune of Rs. 7.41 crore from such trades and the profit was shared with guest experts as per prior understanding, Sebi ...
Continue Reading...
Category :
SEBI |
Comments :
0 | Hits : 2423
|
|
|
