SEBI (Securities Exchange Board of India), the Compliance Regulatory Authority for Stock/Securities
Market has issued Circular No. "SEBI/HO/CFD/CMD/CIR/P/2018/77 dated 03rd May, 2018"
On SUBJECT : ACTION TO BE TAKEN AGAINST LISTED COMPANIES IN CASE OF NON-COMPLIANCES.
The recogniz...
"List of Penalties under SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015"
SEBI (Securities Exchange Board of India), the Compliance Regulatory Authority for Stock/Securities Market has issued Circular No. "SEBI/HO/CFD/CMD/CIR/P/2018/77 ...
Dear Professional Colleague, Finance Bill, 2015 enacted: Significant changes under the Central Excise and the Customs The Hon’ble President has given assent to the Finance Bill, 2015 on Thursday, May 14, 2015. Accordingly, the Finance Bill, 2015 has now become Finance Act (No.20), 2015. We h...
1. In order to address the issue of mis-selling, a Committee was set up to examine the system of Product Labeling that would provide investors an easy understanding of the kind ofproduct/scheme they are investing in and its suitability to them. Based on the recommendations...
SEBI through a notification dated 21st January 2013 has notified a new set of regulations by the name of Securities and Exchange Board of India (Investment Advisers) Regulations, 2013, which as the name suggests, aim to register and regulate the working of Investment Advisers and such ...
Alternative Investment Fund Regulations 2012
ALTERNATIVE INVESTMENT FUND
On May 21st 2012 SEBI notified the AIF regulations 2012. These are the Alternative Investment Fund Regulations will replace the SEBI(Venture Capital fund) regulations 1999.
DEFINITIO...
In 1988 the Securities and Exchange Board of India (SEBI) was established by the Government of India through an executive resolution, and was subsequently upgraded as a fully autonomous body (a statutory Board) in the year 1992 with the passing of the Securities and Exchange Board of India Act (S...
