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Articles Category : SEBI
"List of Penalties under SEBI (LODR) Regulations 2015"
Posted Date : 05-Jan-2019 , 04:59:37 pm | Posted By Lalit Rajput

SEBI (Securities Exchange Board of India), the Compliance Regulatory Authority for Stock/Securities Market has issued Circular No.  "SEBI/HO/CFD/CMD/CIR/P/2018/77 dated 03rd May, 2018" On SUBJECT : ACTION TO BE TAKEN AGAINST LISTED COMPANIES IN CASE OF NON-COMPLIANCES. The recogniz...

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Category : SEBI | Comments : 0 | Hits : 169

"Penalties under SEBI (LODR) Regulations, 2015, w.e.f. 30.09.2018"
Posted Date : 05-Jan-2019 , 04:33:25 pm | Posted By Lalit Rajput

"List of Penalties under SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015" SEBI (Securities Exchange Board of India), the Compliance Regulatory Authority for Stock/Securities Market has issued Circular No.  "SEBI/HO/CFD/CMD/CIR/P/2018/77 ...

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Category : SEBI | Comments : 0 | Hits : 160

Finance Bill, 2015 enacted: Significant changes under the Central Excise and the Customs
Posted Date : 19-May-2015 , 07:19:35 pm | Posted By CA Bimal Jain

Dear Professional Colleague, Finance Bill, 2015 enacted: Significant changes under the Central Excise and the Customs The Hon’ble President has given assent to the Finance Bill, 2015 on Thursday, May 14, 2015. Accordingly, the Finance Bill, 2015 has now become Finance Act (No.20), 2015. We h...

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Category : SEBI | Comments : 0 | Hits : 900

SEBI – All mutual funds to comply with ‘Product Labeling’ system
Posted Date : 20-Mar-2013 , 05:47:45 pm | Posted By Mayank Singla

1. In order to address the issue of mis-selling, a Committee was set up to examine the system of Product Labeling that would provide investors an easy understanding of the kind ofproduct/scheme they are investing in and its suitability to them. Based on the recommendations...

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Category : SEBI | Comments : 0 | Hits : 349

SEBI (INVESTMENT ADVISERS) REGULATIONS, 2013
Posted Date : 25-Feb-2013 , 12:53:33 pm | Posted By Vinay Sharma

  SEBI through a notification dated 21st January 2013 has notified a new set of regulations by the name of Securities and Exchange Board of India (Investment Advisers) Regulations, 2013, which as the name suggests, aim to register and regulate the working of Investment Advisers and such ...

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Category : SEBI | Comments : 0 | Hits : 1443

Alternative Investment Fund Regulations 2012
Posted Date : 05-Jun-2012 , 11:45:22 pm | Posted By CS Shilpi Bhardwaj

Alternative Investment Fund Regulations 2012 ALTERNATIVE INVESTMENT FUND   On May 21st 2012 SEBI notified the AIF regulations 2012. These are the Alternative Investment Fund Regulations  will replace the SEBI(Venture Capital fund) regulations 1999.   DEFINITIO...

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SEBI - Introduction
Posted Date : 16-Jan-2012 , 11:22:56 pm | Posted By Anmol Goyal

In 1988 the Securities and Exchange Board of India (SEBI) was established by the Government of India through an executive resolution, and was subsequently upgraded as a fully autonomous body (a statutory Board) in the year 1992 with the passing of the Securities and Exchange Board of India Act (S...

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Category : SEBI | Comments : 0 | Hits : 487

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