SEBI issues directions on margins collection in cash segment
Posted Date : 20-Nov-2019 , 11:08:09 am | Posted By CASANSAAR
Markets regulator Sebi on November said trading and clearing members should compulsorily collect upfront certain margins from their clients in the cash segment.
The watchdog has issued a circular on 'Collection and reporting of margins by Trading Member (TM) /Clearing Member (CM) in Cash Segm...
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SC stays SAT's order holding that SEBI lacks power to bar auditors
Posted Date : 19-Nov-2019 , 09:10:15 am | Posted By CASANSAAR
The Supreme Court on Monday stayed an order of the Securities Appellate Tribunal (SAT) which had held that markets' watchdog SEBI does not have the power to bar auditors.
A bench comprising Justices Arun Mishra and Indira Banerjee also issued notice on the appeal filed by the Securities and E...
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SEBI issues circular on Aadhaar e-KYC for investors
Posted Date : 06-Nov-2019 , 11:01:48 am | Posted By CASANSAAR
Sebi on Tuesday issued a detailed circular regarding the process to be followed for Aadhaar-based electronic KYC exercise for domestic investors.
The circular mentions about the requirements to be fulfilled by entities registered with the UIDAI as KYC User Agency (KUA) as well as for sub-KUA.
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Three banks report NPA divergence a day after SEBI directive
Posted Date : 03-Nov-2019 , 08:38:17 am | Posted By CASANSAAR
A day after market regulator Sebi put in place tighter disclosure norms, Lakshmi Vilas Bank and two other lenders on Friday reported divergence in their bad loans for the last fiscal ended March 2019.
Sebi on Thursday had directed all listed banks to disclose any divergence in bad loan provisioni...
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SEBI tightens norms for public Banks on bad loan disclosures
Posted Date : 01-Nov-2019 , 09:05:35 am | Posted By CASANSAAR
Putting in place a stricter framework, Sebi on Thursday directed all listed banks to disclose any divergence in bad loan provisioning within 24 hours of receiving RBI's risk assessment report, rather than waiting to publish the details in their annual financial statements.
In recent months, t...
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SEBI moves SC against SAT's order in PwC case
Posted Date : 23-Oct-2019 , 10:51:07 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi) has appealed in the Supreme Court against the Securities Appellate Tribunal (SAT) order in the Price Waterhouse (PW) case. On September 9, the tribunal had quashed the order passed by the regulator against the global audit firm for its role in the Sa...
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SEBI might investigate whistle-blowers' complaints on Infosys
Posted Date : 23-Oct-2019 , 10:15:30 am | Posted By CASANSAAR
The Securities and Exchange Board of India (SEBI) may seek clarification from Infosys' management on charges level levelled by the whistle-blower.
Unnamed whistle-blowers on behalf of employees wrote to the US-based office of the Whistleblower Protection Program on October 3 alleging wilful m...
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SEBI lays down stricter norms for Statutory Auditors
Posted Date : 21-Oct-2019 , 08:56:15 am | Posted By CASANSAAR
Regulator Sebi put in place stricter norms for auditors, including prompt disclosures about reasons for their resignation and requirement to approach chairman of audit committee directly in case of any concerns with management of the firm concerned. The norms have been issued against the backdrop of...
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SEBI issues cybersecurity framework for KYC Registration Agencies
Posted Date : 16-Oct-2019 , 11:12:16 am | Posted By CASANSAAR
Amid concerns over possible data breaches, markets regulator Sebi on Tuesday put in place a detailed cybersecurity framework for KYC registration agencies, requiring them to define responsibilities of employees, including outsourced staff, who have privileged access to networks. Besides, the watchdo...
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SEBI announces guidelines for issue of depository receipts by Indian Companies
Posted Date : 12-Oct-2019 , 08:31:33 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi) has put in place a framework for domestic companies to raise capital by issue of so-called depository receipts (DRs). The move, which follows a budget announcement in this regard, will allow listed Indian companies to issue either equity, or debt, to...
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SEBI allows Mutual Funds to invest in unlisted NCDs
Posted Date : 02-Oct-2019 , 09:32:05 am | Posted By CASANSAAR
Markets regulator Sebi on Tuesday allowed mutual funds to invest in unlisted non-convertible debentures (NCDs) up to a maximum of 10 per cent of the debt portfolio of a scheme in a phased manner.
This would be subject to such investments in unlisted NCDs having simple structures (with fixed and u...
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SEBI asks mutual funds to invest in listed equity securities
Posted Date : 27-Sep-2019 , 08:21:42 am | Posted By CASANSAAR
With an aim to safeguard mutual fund investors from high-risk assets, regulator Sebi has asked asset management companies to make all their investments in listed or to-be-listed equity securities.
The new framework comes after the board of Securities and Exchange Board of India (Sebi) approved a ...
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SEBI relaxes FPI norms, allows off-market transfer of securities
Posted Date : 26-Sep-2019 , 10:03:27 am | Posted By CASANSAAR
Easing the regulatory framework for foreign portfolio investors, Sebi has simplified KYC requirements for them and permitted them to carry out off-market transfer of securities.
Besides, the regulator has broad-based the classification for foreign portfolio investors (FPIs) and simplified their r...
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0 | Hits : 842
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SEBI mulls new whistle-blower mechanism to stem Auditor exits
Posted Date : 17-Sep-2019 , 09:11:32 am | Posted By CASANSAAR
With an aim to unearth financial irregularities and other fraudulent transactions at listed companies, capital market regulator Sebi is planning to set up a new whistle-blower mechanism for auditors and other 'gate-keepers' to report such cases.
The proposed move assumes significance in t...
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SEBI plans 3-tier structure to bolster cybersecurity, prevent attacks
Posted Date : 06-Sep-2019 , 08:50:03 am | Posted By CASANSAAR
Regulator Sebi has envisaged a three-tier structure to bolster cyber security in securities market and plans to deploy data analytics and new generation technologies to deal with various challenges.
Sebi plans to set up a Cyber Security and Compliance Reporting System for the regulated entities t...
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SEBI may tighten asset valuation norms for mutual funds
Posted Date : 28-Aug-2019 , 09:17:51 am | Posted By CASANSAAR
Market regulator Securities and Exchange Board of India (Sebi) hinted on Tuesday that it may tighten existing asset valuation norms, which guide mutual fund investments to shield investors from risks of capital erosion in debt-oriented mutual funds and to protect asset management companies (AMCs) fr...
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0 | Hits : 871
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SEBI announces reward of Rs 1 Cr to insider trading informants
Posted Date : 23-Aug-2019 , 09:06:54 am | Posted By CASANSAAR
The Securities and Exchange Board of India (SEBI) has announced a reward of upto one crore rupees for informants willing to provide credible information regarding insider trading cases.
This will be a part of the detailed set of rules for the new 'Informant Mechanism' under Prohibit...
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SEBI mandates rated Cos to share info with rating agencies on time
Posted Date : 22-Aug-2019 , 08:20:56 am | Posted By CASANSAAR
Markets regulator Sebi on Wednesday said that it will be mandatory for rated corporates to disclose information on delayed loan repayments and possible defaults by their borrowers to credit rating agencies, thus making it easier for these agencies to take rating actions.
The regulator’s boa...
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0 | Hits : 847
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SEBI tightens disclosure norms on encumbered shares
Posted Date : 08-Aug-2019 , 08:57:55 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi), on Wednesday evening, tightened the norms for pledging of shares by promoters of listed companies.
In its circular, Sebi directed every listed firm to disclose detailed reasons for pledging of shares by its promoters along with the amount of stak...
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SEBI plans Rs.1 Cr reward, hotline access for informers of insider trading
Posted Date : 07-Aug-2019 , 08:31:52 am | Posted By CASANSAAR
Any inside information on insider trading in the stock market can get the informant a reward of up to ₹1 crore from Sebi, a hotline for sharing details to ensure confidentiality and a possible amnesty or settlement for minor wrongdoings in return for cooperation in the probe.
Capital market reg...
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SEBI fixes minimum staggered delivery period of 5 days for commodity futures
Posted Date : 27-Jul-2019 , 08:02:05 am | Posted By CASANSAAR
Capital markets regulator Sebi on Friday fixed the minimum duration of the staggered delivery period at five working days for all commodity futures in order to bring uniformity in the timeline across exchanges.
Staggered delivery period is the duration during which sellers or buyers having ...
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0 | Hits : 895
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SEBI moots stricter disclosures on Auditor resignation
Posted Date : 19-Jul-2019 , 10:00:01 am | Posted By CASANSAAR
Markets regulator Sebi July 18 proposed stricter disclosures, including detailed reasons, on resignation of auditors, amid rising instances of auditors quitting companies. Besides, an auditor would have to provide appropriate disclaimer in case of auditor's resignation is due to non-receipt of i...
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SEBI provides new format for compliance report on corporate governance
Posted Date : 16-Jul-2019 , 09:16:16 pm | Posted By CASANSAAR
Markets regulator Sebi July 16 came out with a new format for compliance report on corporate governance to be submitted by listed companies to stock exchanges. In a circular, the regulator prescribed new format for disclosures to be made on quarterly basis, annual basis for the whole of financial ye...
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SEBI slaps Rs 65 lakh fine on individual for fraudulent trading
Posted Date : 11-Jul-2019 , 09:40:18 am | Posted By CASANSAAR
Markets regulator Sebi Wednesday slapped a fine of Rs 65 lakh on an individual for indulging in fraudulent trading in the illiquid stock options segment at BSE.
The order follows a probe conducted by Sebi between April 2014 and September 2015 after it observed that 81.38 per cent of all the trade...
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0 | Hits : 999
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SEBI tightens regulations for mutual funds to safeguard investors
Posted Date : 28-Jun-2019 , 08:16:17 am | Posted By CASANSAAR
The markets regulator on Thursday tightened investment norms for liquid mutual funds to protect investors from credit risks arising out of defaults by borrowers.
The Securities and Exchange Board of India (Sebi) said liquid funds can invest a maximum of 20% of their assets in a single sector as a...
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SEBI sets new rules for applicant confidentiality in resolution process
Posted Date : 20-Jun-2019 , 09:55:54 am | Posted By CASANSAAR
Markets regulator SEBI has set various grounds on the basis of which an applicant can be assured confidentiality while filing a plea under the settlement mechanism.
In a circular, the regulator also listed the factors that can adversely affect the applicant's claim for confidentiality.
&qu...
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0 | Hits : 940
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SEBI permits stock exchanges to introduce futures on commodity indices
Posted Date : 19-Jun-2019 , 09:36:55 am | Posted By CASANSAAR
Capital markets regulator SEBI today permitted stock exchanges with commodity derivative segment to introduce futures on indices. SEBI in a circular said, the stock exchanges, willing to start trading in futures on commodity indices, are required to take prior approval for launching such contracts.
...
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SEBI moves SC against NCLT order on IBC overriding SEBI Act
Posted Date : 13-Jun-2019 , 12:13:52 pm | Posted By CASANSAAR
The Securities and Exchange Board of India (SEBI) has approached the Supreme Court challenging the order of the National Company Law Tribunal (NCLT) which had ruled that the Insolvency and Bankruptcy Code (IBC) would override the SEBI Act.
A Bench of Justices Indira Banerjee and Ajay Rastogi issu...
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0 | Hits : 913
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SEBI proposes framework for Regulatory Sandbox for financial institutions
Posted Date : 29-May-2019 , 09:21:12 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi) on Tuesday proposed a framework for ‘regulatory sandbox’. The term is used to define live testing of new products and services on a small set of customers for a limited period of time.
Typically, the regulatory provisions are relaxed d...
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0 | Hits : 722
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SEBI tightens disclosure norms for listed debt securities
Posted Date : 28-May-2019 , 09:43:45 am | Posted By CASANSAAR
To further safeguard the interest of investors in listed debt securities, the Securities and Exchange Board of India (SEBI) has tightened the disclosure norms for entities that have issued such securities.
In a circular issued on Monday, the capital market watchdog made it mandatory for such comp...
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