SEBI launches beta version of settlement calculator
Posted Date : 01-Jun-2024 , 09:06:37 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi) has launched a beta version of a settlement calculator for arriving at the indicative settlement amount, in a move to simplify and provide more transparency in the system.
According to the settlement mechanism, an alleged wrongdoer can settle a pe...
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SEBI issues guidelines to manage stock impact from market rumours
Posted Date : 22-May-2024 , 08:53:34 am | Posted By CASANSAAR
Capital markets regulator SEBI has issued a fresh set of guidelines for managing stock price impact emerging from market rumours. The circular, issued on May 21, said that the capital markets regulator will introduce a concept of ‘unaffected price’ in order to mitigate the artificial sto...
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SEBI eases KYC compliance norms for mutual fund investors
Posted Date : 16-May-2024 , 12:00:05 pm | Posted By CASANSAAR
In a major relief for mutual fund investors, the Securities and Exchange Board of India (Sebi) has removed the requirement to link the Permanent Account Number (PAN) with Aadhaar to obtain "KYC-registered" status for mutual fund transactions.
Know Your Client (KYC) is a mandatory proces...
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SEBI proposes direct transfer of securities to clients' accounts
Posted Date : 10-May-2024 , 10:27:09 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi) is mulling direct payout of securities to the clients’ demat accounts by clearing corporations. Currently, the process is voluntary. The clearing corporation follows the process of crediting the securities payout in the broker's pool accoun...
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SEBI orders youtuber who gives stock market training to pay Rs.12 Cr
Posted Date : 08-Apr-2024 , 07:45:43 am | Posted By CASANSAAR
A financial influencer, also known as finfluencer, who was also involved in imparting training related to stock market trading has been asked to part with a little over ?12 crore, which it made unlawfully.
The funds are to be credited or deposited by Ravindra Balu Bharti into an interest-bearing ...
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SEBI introduces optional same-day settlement for select stocks
Posted Date : 22-Mar-2024 , 07:32:27 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi), the country's market regulator, has announced the launch of an optional same-day (T+0) settlement cycle for a select group of 25 stocks starting March 28, as per a circular published on its website last Thursday. This new initiative, referred to...
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SEBI slaps Rs 4.8 mn fine on 8 entities for flouting regulatory norms
Posted Date : 01-Mar-2024 , 08:51:56 am | Posted By CASANSAAR
Capital markets regulator Sebi on Thursday slapped a fine of Rs 48 lakh on eight entities, including promoters of United Polyfab Gujarat Ltd (UPGL), for manipulating the share prices of the company.
These entities have to pay the penalty jointly and severally within 45 days, as per an order.
T...
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SEBI Issues caution against unregistered entities promising High Returns
Posted Date : 14-Feb-2024 , 08:38:14 am | Posted By CASANSAAR
Sebi alerts investors about the growing trend of unregistered entities falsely claiming Sebi registration and offering unrealistic returns. Investors are advised to verify the registration status and consider the inherent risks associated with high-return investments.
The Securities and Exchange ...
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SEBI bars 15 guest experts of Zee Business Channel for Unlawful Trading, Fine them Rs.7.41 Cr
Posted Date : 10-Feb-2024 , 09:57:50 am | Posted By CASANSAAR
Capital markets regulator Sebi on Thursday issued orders of action against 15 guest experts of the Zee Business channel for unlawful trading. The entities made unlawful gains to the tune of Rs. 7.41 crore from such trades and the profit was shared with guest experts as per prior understanding, Sebi ...
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SEBI proposes easier rules for startup listings
Posted Date : 15-Jan-2024 , 10:15:08 pm | Posted By CASANSAAR
In a measure that could bring relief to promoters of startups, the Securities and Exchange Board of India (Sebi) is in favour of relaxing the rules on the minimum promoters’ contribution at the time of an initial public offering (IPO).
As startup founders typically dilute their stakes in th...
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SEBI bans naked short selling, no institutional investor shall be allowed to do day trading
Posted Date : 06-Jan-2024 , 09:41:00 am | Posted By CASANSAAR
The Securities and Exchange Board of India (SEBI) on Friday said that investors across all categories will be allowed for short selling, but naked short selling will not be permitted. The market regulator also said all stocks that trade in the futures and options (F&O) segment are eligible for s...
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SEBI extends deadline for demat and mutual fund nomination
Posted Date : 28-Dec-2023 , 08:45:30 am | Posted By CASANSAAR
Capital markets regulator Securities and Exchange Board of India (SEBI) on Wednesday extended the deadline for demat and mutual fund account holders to provide a nomination. As per the market regulator, the deadline has now been extended to 30 June 2024.
Earlier, the deadline to nominate a ...
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SEBI allows brokers to invest clients
Posted Date : 14-Dec-2023 , 09:07:54 am | Posted By CASANSAAR
Capital market regulator SEBI has allowed stock brokers and clearing members to park client funds in mutual fund overnight schemes as they invest only in risk-free government securities.
Brokers and clearing members should ensure that the overnight schemes invest only in government bond, overnigh...
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SEBI Plans to Introduce Same-Day Trade Settlement by March 2024
Posted Date : 27-Nov-2023 , 08:21:09 pm | Posted By CASANSAAR
Capital markets regulator Sebi aims to introduce same-day settlement of trades on stock exchanges by March 2024 and eventually have real time settlement, its Chairperson Madhabi Puri Buch said on Saturday. Already, the watchdog reduced the settlement timelines to as short as one day.
“Sebi ...
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SEBI eases rule for physical securities' holders without PAN, KYC details
Posted Date : 18-Nov-2023 , 08:41:41 pm | Posted By CASANSAAR
Capital markets regulator Sebi on Friday decided to do away with the provision of requiring the freezing of folios without PAN, KYC details and nomination for all holders of physical securities.
The move, aimed at simplifying the rule, will come into force with immediate effect, the Securities an...
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SEBI board to consider new delisting norms, trading reforms
Posted Date : 17-Nov-2023 , 07:58:44 am | Posted By CASANSAAR
Securities and Exchange Board of India (SEBI) Chairperson Madhabi Puri Buch Thursday said the regulator would review new proposed delisting regulations and trading plan reforms at its board meeting soon.
SEBI had earlier said it may allow companies to delist shares at a fixed price as against the...
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SEBI asks stock brokers to simplify terms and conditions for investors
Posted Date : 14-Nov-2023 , 07:50:34 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi) has directed stock brokers to publish a narrow list of terms and conditions labelled as ‘most important terms and conditions’ (MITC) to convey risks, tariffs, and policy-related information in an easy format to investors.
Investors and...
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SEBI to introduce centralised system for reporting, verifying death of an investor
Posted Date : 04-Oct-2023 , 08:49:01 am | Posted By CASANSAAR
Market regulator Sebi has announced the introduction of a centralised system for reporting and verifying the death of an investor. This is aimed at streamlining the process of transferring assets in the securities market.
This circular shall come into effect from January 01, 2024.
The circular...
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SEBI eases borrowing norms for large corporates
Posted Date : 23-Sep-2023 , 07:55:05 am | Posted By CASANSAAR
SEBI provides flexibility to large corporates in raising funds through issuance of debt securities.
The Securities and Exchange Board of India (SEBI) has decided to provide flexibility to large corporates in raising funds through issuance of debt securities for incremental financing needs. The de...
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SEBI to auction property of Saradha Group's property on Oct 17
Posted Date : 21-Sep-2023 , 06:03:26 pm | Posted By CASANSAAR
Market regulator Sebi has said it will auction the property of the Saradha Group of companies next month at a reserve price of over Rs 3 crore to recover money raised by the firm from the public through illicit schemes.
The property located in West Bengal will go under the hammer, the Securities ...
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SEBI Imposes Rs.2.46 Cr Penalty on Company, Directors for Misrepresenting Financial Statements
Posted Date : 19-Sep-2023 , 08:19:00 am | Posted By CASANSAAR
Market regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs1.80 crore on Talwalkars Better Value Fitness Ltd (TBVFL) and the company's top executives, including two chairpersons, for misrepresenting the financial statements and failing to make true and adequate dis...
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SEBI proposes brokers stay away from unregulated financial influencers
Posted Date : 26-Aug-2023 , 07:45:51 am | Posted By CASANSAAR
Market regulator Securities Exchange Board of India (SEBI) on Friday released a consultation paper on the association of registered intermediaries with ‘finfluencers’ or digital and social media influencers broadly operating in the space of financially literacy and business.
The...
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Listed Companies will have to make all business deals Public - SEBI
Posted Date : 19-Jul-2023 , 08:24:42 am | Posted By CASANSAAR
Listed companies must disclose to the public all information on business deals and arrangements that have a bearing on their prospects.
Securities and Exchange Board of India (Sebi) last week tightened the listing obligations and disclosure requirements (LODR) regulations that mandated firm...
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SEBI Enhances Accountability of Mutual Fund Trustees
Posted Date : 11-Jul-2023 , 10:52:24 am | Posted By CASANSAAR
Amidst the growing scale of the mutual fund industry, Securities and Exchange Board of India (SEBI) has increased the role and accountability of the Trustees in a bid to safeguard unit holder’s interest.
SEBI has further said that a unit holder protection committee (UHPC) by the board...
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SEBI issues regulatory framework for mutual fund sponsors
Posted Date : 08-Jul-2023 , 04:10:43 am | Posted By CASANSAAR
Capital market watchdog Sebi on Friday came out with a regulatory framework for private equity funds sponsoring a mutual fund house as well as for self-sponsored Asset Management Companies (AMCs). Under the framework for private equity (PE) funds, Sebi said the applicant is required to have a minimu...
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SEBI tightens disclosure requirements for FPIs, reduces IPO timeline
Posted Date : 30-Jun-2023 , 07:22:32 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi) on Wednesday tightened the disclosure requirements for foreign portfolio investors (FPIs) in a bid to get a better handle on them and prevent the possible circumvention of minimum public shareholding (MPS) and takeover norms.
The Sebi board also a...
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SEBI to enhance disclosure requirements for certain class of FPIs
Posted Date : 29-Jun-2023 , 08:35:48 am | Posted By CASANSAAR
To ensure greater transparency, markets regulator Sebi on Wednesday decided to mandate enhanced disclosures from certain class of Foreign Portfolio Investors (FPIs), including furnishing granular level details about ownership and economic interests.
The new norms will be applicable for FPIs that ...
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SEBI asks all foreign funds to identify their parent financial institution
Posted Date : 26-May-2023 , 09:48:25 am | Posted By CASANSAAR
SEBI has asked all foreign funds investing in the country to identify their parent financial institution to help unravel opaque ownership structures, according to a letter seen by Reuters. The letter was sent by the Securities and Exchange Board of India (Sebi) to custodian banks, through which fund...
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SEBI Bans Karvy Stock Broking, Promoters from Security Market for 7 Years and Fine Rs. 21 Cr
Posted Date : 29-Apr-2023 , 07:36:46 am | Posted By CASANSAAR
Sebi on Friday barred Karvy Stock Broking Ltd (KSBL) and its promoter Comandur Parthasarathy from the securities market for seven years and imposed a penalty of Rs 21 crore on them for misappropriating clients' funds by misusing the Power of Attorney given to it. Further, the funds raised by ple...
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SEBI plans Forensic Audit of all Mutual Funds
Posted Date : 12-Feb-2023 , 08:41:40 pm | Posted By CASANSAAR
A day after issuing a consultation paper for tightening the responsibilities of mutual fund Trustees, Securities and Exchange Board of India (SEBI) is planning a forensic audit of all 44 mutual funds in the wake of the unfortunate events at Franklin Templeton India Mutual Fund and Axis Mutual Fund i...
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