SEBI to follow new format for its annual report
Posted Date : 24-Mar-2021 , 09:17:07 am | Posted By CASANSAAR
Markets regulator Sebi will follow a new format for its annual report as part of efforts to have a "true and full account" of its activities, policies and programmes during a financial year, according to a notification. Under the new rules notified by the finance ministry, source of income...
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Finmin asks Sebi to make greater disclosure in the annual report
Posted Date : 14-Mar-2021 , 09:25:58 am | Posted By CASANSAAR
The Finance Ministry has suggested several changes in the Securities and Exchange Board of India’s (Sebi's) annual report format seeking “true and full account of its activities”, policies and programmes of the whole year. The new format demands greater disclosure and in-depth ...
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SEBI tweaks framework on Unique Client Code, PAN
Posted Date : 09-Mar-2021 , 09:11:29 am | Posted By CASANSAAR
Market regulator Sebi on Monday rationalised the compliance requirement of collecting and maintaining copies of PAN of clients by members of the exchanges having commodity derivatives segment and enhanced the use of e-PAN. In the Union budget 2020, launch of instant PAN facility was announced and su...
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SEBI asks mutual funds to cast vote on all company resolutions
Posted Date : 06-Mar-2021 , 09:02:22 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi) on Friday said mutual funds including their passive investment schemes like index funds and exchange traded funds should cast votes compulsorily on all company resolutions.
The regulator said vote should be cast at the mutual fund level. However, ...
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SEBI puts in place procedure for change in control of AMCs
Posted Date : 05-Mar-2021 , 09:25:24 am | Posted By CASANSAAR
Markets regulator Sebi has put in place a procedure for change in controlling interest of asset management companies and issued guidelines for new sponsors of mutual funds.
This comes after Sebi, in February, relaxed profitability criteria for becoming a mutual fund sponsor with a view to facilit...
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SEBI Proposes New Norms For Independent Director Appointment, Removal, Remuneration
Posted Date : 02-Mar-2021 , 08:16:13 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi) on Monday proposed to revamp norms pertaining to appointment, removal and remuneration of independent directors (ID).
The regulator has proposed that independent directors' appointments and re-appointment shall be subject to the dual approval ...
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SEBI seeks explanation from NSE on trading halt
Posted Date : 25-Feb-2021 , 08:57:50 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi) has initiated a probe into the National Stock Exchange (NSE) after the country’s largest bourse halted trading on Wednesday because of a technical snag, said two people, including a government official, aware of Sebi’s decision.
Sebi s...
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SEBI approves easing of IPO norms for large companies
Posted Date : 18-Feb-2021 , 09:36:14 am | Posted By CASANSAAR
The Securities and Exchange Board of India today said that its board has decided to recommend changes in the Securities Contracts Regulations 1957 to make it easier for large companies with market capitalisation of more than Rs 1 lakh crore to list on the Indian stock exchange.
The board has deci...
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SEBI rolls out new disclosure format under insider trading rules
Posted Date : 10-Feb-2021 , 08:34:45 am | Posted By CASANSAAR
Capital markets watchdog Sebi on Tuesday came out with a new format for disclosures to be made under the insider trading norms.
In light of amendments to the PIT Regulations affecting the inclusion of members of the promoter group, and designated person in place of employee and on the basis of fe...
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SEBI extends relaxations for compliance with rights issues
Posted Date : 20-Jan-2021 , 10:43:56 am | Posted By CASANSAAR
Markets regulator Sebi on Tuesday extended relaxations for companies with regards to compliance with procedural norms pertaining to rights issues opening till March 31 amid the ongoing coronavirus pandemic.
Earlier, this relaxation was given for rights issues opening till July 31, 2020, which was...
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SEBI comes out with new stress testing perimeters for commodity derivatives
Posted Date : 22-Dec-2020 , 09:56:25 am | Posted By CASANSAAR
Markets regulator Sebi on December 21 issued new stress testing perimeters for commodity derivatives in order to tackle extreme volatile price events. The move comes after the regulator received representation to review the requirement of including all the price movements during the last 15 years, i...
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SEBI gives certain relaxations to NRIs on holding depository receipts
Posted Date : 19-Dec-2020 , 08:41:22 am | Posted By CASANSAAR
Markets regulator Sebi on Friday gave certain relaxations to non-resident Indians in respect of holding of depository receipts (DRs) issued by India-listed companies.
NRIs can now hold DRs issued by the company under the employee stock option schemes, bonus issue and rights issue, the regulator s...
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SEBI tweaks public shareholding norms for companies under insolvency process
Posted Date : 17-Dec-2020 , 10:28:52 am | Posted By CASANSAAR
Markets regulator Sebi decided to tweak norms pertaining to 25 per cent minimum public shareholding for companies which undergo corporate insolvency resolution and seek relisting following the process.
Besides, it decided to enhance disclosure for such companies, Sebi said in a statement af...
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SEBI launches SMARTs program to strengthen investor education framework
Posted Date : 26-Nov-2020 , 09:35:53 am | Posted By CASANSAAR
Markets regulator Sebi on Wednesday launched the Securities Market Trainers (SMARTs) program, an initiative aimed at enhancing investor education and awareness.
"In the present scenario of uncertainty in economic growth and extra ordinarily buoyant market, there is a dire need to further ram...
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SEBI confirms ban on Karvy for misuse of clients' securities in final order
Posted Date : 25-Nov-2020 , 10:05:40 am | Posted By CASANSAAR
Markets watchdog Sebi on Tuesday confirmed the ban on Karvy Stock Broking Ltd (KSBL) from taking new clients and directed stock exchanges as well as depositories to take appropriate action against the entity and its directors.
The regulator passed the final order a year after passing an interim o...
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Retail investors can apply for new bond issues from Jan 1 through UPI - SEBI
Posted Date : 24-Nov-2020 , 09:31:21 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi) has provided an option to investors to apply in public issue of debt securities through the online interface of stock exchanges with a facility to block funds through unified payments interface (UPI) mechanism for application value of up to Rs 2 lakh...
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SEBI enhances foreign investment limit for individual AMCs
Posted Date : 06-Nov-2020 , 10:40:28 am | Posted By CASANSAAR
In a circular issued, the Securities and Exchange Board of India (Sebi) enhanced the foreign investment limit per fund house from 300 million USD to 600 million USD. The move comes after several AMCs approached the regulator to increase the limit as Mint reported here .
A surge of interest in int...
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SEBI lays downs guidelines for due-diligence on debt securities
Posted Date : 05-Nov-2020 , 11:10:57 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi) on Tuesday night laid down fresh set of norms for increasing diligence on debt securities.
Sebi prescribed enhanced disclosures in the trustee deed which would make it easier for debenture trustees to conduct due-diligence on encumbrances of...
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SEBI pulls up Prabhat Dairy for failing to comply with Auditors
Posted Date : 22-Oct-2020 , 10:05:02 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi) which is investigating suspected irregularities in the delisting of Prabhat Dairy Ltd Tuesday asked the company to deposit Rs.1,292 crore in an escrow account for failing to cooperate with forensic auditors.
Sebi is probing whether Prabhat Dairy d...
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SEBI cautions investors against unsolicited investment tips on WhatsApp, Telegram
Posted Date : 15-Oct-2020 , 10:37:30 am | Posted By CASANSAAR
With an objective to protect investors from unreliable stock tips, market regulator Securities and Exchange Board of India (Sebi) on Wednesday advised investors to not rely on unsolicited stock tips that are circulated through bulk SMS, websites and social media platforms.
Sebi further advised ma...
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SEBI slaps Rs 1.62 Cr penalty on 9 entities for fraudulent trading
Posted Date : 10-Oct-2020 , 09:48:44 am | Posted By CASANSAAR
Capital markets regulator Sebi on Friday slapped a penalty totalling Rs 1.62 crore on nine entities for indulging in fraudulent trading in the scrip of Sterling Green Woods Ltd. The regulator levied a fine of Rs 18 lakh each on Radhe Krishna Broking, Harshad Panchal, Hemang Shah, Abhishek Soni, Umes...
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SEBI fines NSE Rs 6 crore for buying stakes in CAMS, others without its approval
Posted Date : 02-Oct-2020 , 10:51:46 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi) has imposed a penalty of Rs 6 crore on National Stock Exchange (NSE) for buying stakes in unrelated businesses without its approval.
The country's largest stock exchange has invested in companies including Power Exchange India (PXIL), Computer...
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SEBI to empanel securities market trainers for investor education initiative
Posted Date : 19-Sep-2020 , 10:00:11 am | Posted By CASANSAAR
Sebi on Friday invited applications from individuals and entities to be empanelled as Securities Market Trainers (SMARTs) to shore up the regulator's investor education initiative amid growing retail participation in the capital markets.
Noting that an educated investor is a "protected i...
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SEBI penalises 12 individuals for fraudulent trading
Posted Date : 04-Sep-2020 , 09:55:17 am | Posted By CASANSAAR
Capital markets regulator Sebi on Thursday imposed a total penalty of Rs 20 lakh on 12 individuals for indulging in fraudulent trading in the scrip of Finalysis Credit & Guarantee Company.
The regulator levied a penalty of Rs 18 lakh on 12 individuals, which needs to be paid jointly and sever...
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SEBI eases disclosure requirements on shares encumbered for margin obligations
Posted Date : 03-Sep-2020 , 10:27:06 am | Posted By CASANSAAR
SEBI said entities will not be required to make disclosures about shares encumbered with trading and clearing members by way of pledge or re-pledge in the depository system as part of improving the ease of doing business.
The decision has been taken after receiving representations from market par...
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SEBI extends timeline to Jan 1 for implementing circular on greivances against proxy advisors
Posted Date : 28-Aug-2020 , 10:08:35 am | Posted By CASANSAAR
Sebi on Thursday extended the timeline to January 1, 2021, for implementation of its circular which said that listed companies may approach the markets regulator to resolve grievances against proxy advisors, the Securities and Exchange Board of India (Sebi) said on Tuesday.
The circular issued on...
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SEBI proposes to relax minimum public shareholding norms for firms under insolvency
Posted Date : 20-Aug-2020 , 10:21:37 am | Posted By CASANSAAR
Markets regulator Sebi on Wednesday proposed relaxation in norms pertaining to 25 per cent minimum public shareholding for companies which undergo corporate insolvency resolution and seek relisting following the process.
Besides, it proposed enhanced disclosure for such companies.
Sebi said it...
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SEBI issues procedure for exchanges to handle investor complaints against listed Cos
Posted Date : 14-Aug-2020 , 11:01:58 am | Posted By CASANSAAR
Markets regulator Sebi on Thursday came out with a framework for handling investor complaints by exchanges as well as standard operating procedure for actions to be taken against listed companies for failure to redress such grievances.
Under the framework, exchanges can levy penalty on companies ...
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SEBI amends rules for filling of executive director posts
Posted Date : 11-Aug-2020 , 10:45:32 am | Posted By CASANSAAR
Markets regulator SEBI has made changes pertaining to the proportion of executive director posts to be filled up through different modes and composition of selection committee.
Besides, SEBI said that an employee, who has put in at least seven years as junior accounts assistant and junior enginee...
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SEBI relaxes margin trading regulations
Posted Date : 31-Jul-2020 , 10:09:35 am | Posted By CASANSAAR
The Securities and Exchange Board of India (SEBI) on Wednesday said new rules designed to reduce risks in margin trading will roll out on August 1 as planned, but the old system will run in parallel till August-end, in a partial relief for brokers who had protested against them.
Brokers had made ...
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