SEBI issues regulatory framework for mutual fund sponsors
Posted Date : 08-Jul-2023 , 04:10:43 am | Posted By CASANSAAR
Capital market watchdog Sebi on Friday came out with a regulatory framework for private equity funds sponsoring a mutual fund house as well as for self-sponsored Asset Management Companies (AMCs). Under the framework for private equity (PE) funds, Sebi said the applicant is required to have a minimu...
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SEBI tightens disclosure requirements for FPIs, reduces IPO timeline
Posted Date : 30-Jun-2023 , 07:22:32 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi) on Wednesday tightened the disclosure requirements for foreign portfolio investors (FPIs) in a bid to get a better handle on them and prevent the possible circumvention of minimum public shareholding (MPS) and takeover norms.
The Sebi board also a...
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SEBI to enhance disclosure requirements for certain class of FPIs
Posted Date : 29-Jun-2023 , 08:35:48 am | Posted By CASANSAAR
To ensure greater transparency, markets regulator Sebi on Wednesday decided to mandate enhanced disclosures from certain class of Foreign Portfolio Investors (FPIs), including furnishing granular level details about ownership and economic interests.
The new norms will be applicable for FPIs that ...
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SEBI asks all foreign funds to identify their parent financial institution
Posted Date : 26-May-2023 , 09:48:25 am | Posted By CASANSAAR
SEBI has asked all foreign funds investing in the country to identify their parent financial institution to help unravel opaque ownership structures, according to a letter seen by Reuters. The letter was sent by the Securities and Exchange Board of India (Sebi) to custodian banks, through which fund...
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SEBI Bans Karvy Stock Broking, Promoters from Security Market for 7 Years and Fine Rs. 21 Cr
Posted Date : 29-Apr-2023 , 07:36:46 am | Posted By CASANSAAR
Sebi on Friday barred Karvy Stock Broking Ltd (KSBL) and its promoter Comandur Parthasarathy from the securities market for seven years and imposed a penalty of Rs 21 crore on them for misappropriating clients' funds by misusing the Power of Attorney given to it. Further, the funds raised by ple...
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SEBI plans Forensic Audit of all Mutual Funds
Posted Date : 12-Feb-2023 , 08:41:40 pm | Posted By CASANSAAR
A day after issuing a consultation paper for tightening the responsibilities of mutual fund Trustees, Securities and Exchange Board of India (SEBI) is planning a forensic audit of all 44 mutual funds in the wake of the unfortunate events at Franklin Templeton India Mutual Fund and Axis Mutual Fund i...
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SEBI cautions public against fraudulent messages on money refund
Posted Date : 08-Jul-2022 , 07:53:29 am | Posted By CASANSAAR
Capital markets regulator Sebi on Thursday warned investors against fraudulent phone calls, emails and messages about refund of money.
This comes after the Securities and Exchange Board of India (Sebi) noticed that unscrupulous individuals are tryin...
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SEBI asks Exchanges, , Depositories to Set Up Online Complaint Redressal System
Posted Date : 05-Jul-2022 , 12:35:17 pm | Posted By CASANSAAR
Market regulator Sebi on Monday asked stock exchanges and depositories to launch an online complaints redressal system of their own within six months.
This is in line with the online platform, SCORES, launched by the capital markets regulator in June 2011...
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SEBI notifies rules to strengthen regulatory framework for CIS
Posted Date : 12-May-2022 , 08:55:19 am | Posted By CASANSAAR
To strengthen the regulatory framework for collective investment schemes, markets regulator Sebi has enhanced the net worth criteria and track record requirements for entities managing such schemes.
Also, the regulator has mandated a minimum of 20 investors and a subscription amount of at least...
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Govt appoints SBI MD Ashwini Bhatia as SEBI member
Posted Date : 11-Mar-2022 , 08:09:24 pm | Posted By CASANSAAR
The government has appointed State Bank of India (SBI) managing director Ashwani Bhatia as whole-time member (WTM) of the Securities and Exchange Board of India (SEBI).
The Appointments Committee of the Cabinet (ACC) has approved the appointment of Bhatia as a member initially for a period of...
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Government appoints top bureaucrats to SEBI board
Posted Date : 10-Mar-2022 , 08:39:43 am | Posted By CASANSAAR
The government has appointed economic affairs secretary Ajay Seth and corporate affairs secretary Rajesh Verma as part-time members to the board of capital markets regulator Sebi. They will replace Anand Mohan Bajaj, additional secretary in the department of economic affairs, and KVR Murty, joint se...
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Madhabi Puri Buch appointed as SEBI Chairperson
Posted Date : 01-Mar-2022 , 10:22:31 am | Posted By CASANSAAR
Madhabi Puri Buch has been named the chairperson of Securities and Exchange Board of India (SEBI), the first woman to head the capital market regulator as the tenure of incumbent Ajay Tyagi ends on February 28.
Madhabi Puri Buch, a former SEBI Whole Time Member, was previously nominated to lead...
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SEBI cancels registration of 4 stock brokers, 11 depository participants
Posted Date : 15-Feb-2022 , 09:44:22 am | Posted By CASANSAAR
Sebi (Securities and Exchange Board of India) on Monday cancelled the registration of 11 depository participants, including Karvy Stock Broking Ltd. In a separate order, the market regulator has also cancelled the registration certificate of four other stock brokers
Irrespective of the cancella...
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SEBI directs AMCs to form audit committee from August
Posted Date : 10-Feb-2022 , 09:08:10 am | Posted By CASANSAAR
Markets regulator Sebi on Wednesday asked asset management companies (AMCs) to form audit committees which will be responsible for oversight of financial reporting process, audit process and compliance with laws and regulations, among others. The circular will come into force with effect from August...
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SEBI lays guidelines for MFs with respect to Ind AS
Posted Date : 05-Feb-2022 , 09:37:02 am | Posted By CASANSAAR
Capital markets regulator Sebi came out with guidelines for asset management companies (AMCs) with respect to following Indian Accounting Standards (Ind AS).
Sebi has amended mutual fund rules which mandated AMCs to prepare the financial statements and accounts of the mutual fund schemes in acc...
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SEBI overhauls high-power advisory committee on settlement orders
Posted Date : 04-Feb-2022 , 09:26:09 am | Posted By CASANSAAR
Capital markets regulator Sebi has restructured its four member high-power advisory committee on settlement orders and compounding of offences.
The committee will now be chaired by Jai Narayan Patel, former chief justice of Calcutta High Court, according to a latest update with the Securities and...
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SEBI launches Saa₹thi mobile app on investor education
Posted Date : 20-Jan-2022 , 09:15:21 am | Posted By CASANSAAR
Securities and Exchange Board of India (SEBI) has launched Saa₹thi, a mobile app on investor education. The new app aims to empower investors with accurate knowledge about the securities market.
Addressing the launch event in Mumbai, SEBI Chairman Ajai Tyagi said, the app will cater largely t...
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SEBI encourages investors to file their complaints through SCORES portal
Posted Date : 06-Jan-2022 , 08:55:40 am | Posted By CASANSAAR
In a move to increase awareness regarding online mechanisms for investor grievance redressal, SEBI advised all recognized stock exchanges including commodity derivatives exchanges/ depositories/ clearing corporations to display the information to direct investors to SCORES website, on the home page ...
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SEBI may get to regulate private cryptocurrencies
Posted Date : 08-Dec-2021 , 07:47:10 am | Posted By CASANSAAR
The government may ask stock and commodity markets watchdog Sebi to oversee cryptocurrencies and regulate the affairs of exchanges dealing with them, as it considers a proposal to classify cryptos as financial assets, industry sources told FE.
Investors may get at least three months to declare ...
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SEBI announces rights and responsibilities of investing in Securities Market
Posted Date : 18-Nov-2021 , 10:32:08 am | Posted By CASANSAAR
Securities Exchange Board of India (SEBI) on Wednesday released an investor charter outlining the rights and responsibilities of investors investing in the securities market.
The market regulator said it aims to protect the interest of investors by enabling them to understand the risks in...
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SEBI revises guidelines for processing of draft schemes
Posted Date : 17-Nov-2021 , 08:31:46 am | Posted By CASANSAAR
Markets regulator on Tuesday revised guidelines for processing of draft schemes filed with the stock exchanges. "These amendments are aimed at ensuring that the recognised stock exchanges refer draft schemes to Sebi only upon being fully convinced that the listed entity is in compliance with Se...
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SEBI, RBI plan to bring digital gold under regulatory ambit
Posted Date : 15-Nov-2021 , 08:15:51 am | Posted By CASANSAAR
The finance ministry, the Securities and Exchange Board of India (Sebi) and the Reserve Bank of India (RBI) are working to bring digital gold, along with crypto assets, under some regulatory oversight, as concerns mount over the unchecked growth in such investments without investor protections that ...
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SEBI allows FPIs to write off debt securities
Posted Date : 09-Nov-2021 , 08:18:52 am | Posted By CASANSAAR
Markets regulator Sebi on Monday allowed foreign portfolio investors (FPIs) to write off all debt securities that they are unable to sell. This will be applicable only to such FPIs who wish to surrender their registration, the Securities and Exchange Board of India (Sebi) said in a circular.
&q...
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SEBI warns Vedanta over related-party transactions
Posted Date : 01-Nov-2021 , 08:07:05 am | Posted By CASANSAAR
Capital market regulator SEBI has warned billionaire Anil Agarwal's Vedanta Ltd for executing Rs 1,407 crore of related-party transactions without prior approval of the audit committee.
In a warning letter, which Vedanta as per SEBI directions disclosed to stock exchanges, the regulator said ...
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SEBI forms high-powered panel on settlement orders
Posted Date : 16-Oct-2021 , 08:10:25 am | Posted By CASANSAAR
Capital markets regulator Sebi has constituted a four-member high powered advisory committee on settlement orders and compounding of offences. The committee will be chaired by Vijay C Daga, retired judge of High Court of Bombay, according to an update with the Securities and Exchange Board of India ...
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SEBI approves frameworks for Gold and Social Stock Exchanges
Posted Date : 30-Sep-2021 , 07:41:04 am | Posted By CASANSAAR
Securities Exchange Board of India (SEBI) has approved the frameworks for gold exchange and Social Stock Exchange. The market regulator SEBI also approved amendments to delisting framework for equity shares at the board meeting held in Mumbai yesterday. A gold exchange is being set up to trade the y...
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Sebi bars CEO of Poonawalla Finance, seven others for insider trading
Posted Date : 16-Sep-2021 , 09:02:17 am | Posted By CASANSAAR
The Securities and Exchange Board of India (Sebi) on Wednesday barred Abhay Bhutada the MD and CEO of Poonawalla Finance and seven others from accessing the securities market for allegedly insider trading in shares of Poonawalla Fincorp—formerly known as Magma Fincorp. The regulator also impou...
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SEBI introduces T+1 settlement cycle for stocks on optional basis
Posted Date : 08-Sep-2021 , 08:28:10 am | Posted By CASANSAAR
The Securities and Exchange Board of India (SEBI) on September 7 introduced T+1 (Trade plus 1 day) rolling settlement cycle for stocks on an optional basis. The new rule will come into force on January 1, 2022.
The regulatory change has been adopted after the market regulator received requests fr...
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SEBI asks investors to link PAN with Aadhaar by September-end for smooth transactions
Posted Date : 04-Sep-2021 , 08:33:49 am | Posted By CASANSAAR
Capital markets regulator Sebi on Friday asked investors to link their PAN with Aadhaar number by September 30 for continual and smooth transactions in the securities market.
Failing to comply with this, a person's Permanent Account Number (PAN) card will become inoperative, which means incom...
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SEBI amends rules to empower independent directors
Posted Date : 09-Aug-2021 , 07:28:45 am | Posted By CASANSAAR
Capital markets regulator Sebi has overhauled the rules pertaining to the appointment, removal and remuneration of independent directors to ensure their independence and effectiveness.
The development assumes significance in the backdrop of the role of independent directors coming under scrutiny ...
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